The emergence of "Super Intelligence" is transforming every aspect of the investment management industry, from research and portfolio construction to operations, legal & compliance, risk management, and investor engagement. As investment advisers increasingly integrate advanced AI capabilities into their businesses, regulators and market participants alike are confronting new questions around governance, accountability, disclosure, and oversight.

AIMA, UBS & Seward & Kissel are pleased to welcome Brian Daly, Director of the SEC's Division of Investment Management, for a fireside chat examining how the Division is approaching the rapid evolution of AI across the asset management industry. Brian will be joined by Orville Thomas, Executive Director, UBS, and Craig Warkol, Partner, Seward & Kissel, for a discussion on the opportunities and challenges presented by next-generation AI technologies and the regulatory considerations they raise for private fund managers.

Topics will include:

• The Division's perspective on the growing use of AI throughout the investment management ecosystem
• Fiduciary duties, supervision, governance, and accountability in an AI-enabled environment
• Emerging regulatory priorities and areas of focus for investment advisers
• Constructive engagement between industry participants and regulators as the technology continues to evolve

The fireside chat will be preceded by a panel discussion that will explore the emerging risks facing investment advisers as they adopt AI, and offer practical tips for safeguarding your business is this growing threat environment.

In partnership with: