Proposed application of the U.S. Bank Secrecy Act to investment advisors – what you need to know


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This webinar covers the new U.S. Financial Crimes Enforcement Network (FinCEN) note of proposed rule making which intends to bring registered investment advisers and exempt reporting advisers into the scope of the Bank Secrecy Act for anti-money laundering and countering terrorists financing purposes.

The webinar will examine the scope of the proposed change, the new requirements, its effect on non-U.S. investment advisors and how the proposal in its current form could be amended to better achieve its policy intention.


  • C. Todd Gibson, Partner, K&L Gates LLP

  • James HopegoodDirector, Asset Management Regulation, AIMA

  • Richard Kerr, Partner, K&L Gates LLP

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