Quarterly US enforcement roundup - Q3


2022 has been a busy year for US regulators.  In addition to major enforcement actions, the SEC and the Department of Labor have both proposed regulatory changes that would impose significant burdens on private fund advisers.  In this 60-minute session, Clifford Chance attorneys will address discuss some of the year's most important enforcement actions and regulatory proposals as well as what they see as the biggest risks for private fund advisers.  



  • Paul Koppel, Partner, ERISA
  • Ben Peacock, Associate, L&DR
  • Andrew Nelson, Associate, Financial Services Regulatory
  • Minji Reem, Associate, L&DR


  • Ben Berringer, Associate, L&DR


Sponsored by: