UK Back to Basics Series - Personal Account Dealing
Join AIMA and Cosegic for a practical refresher on personal account dealing requirements, employee obligations, monitoring expectations, and common compliance pitfalls. We will discuss:
- How to satisfy the high level rules in COBS 11.7, Personal account dealing
- What does best practice look like
- How to deal with emerging issues such as prediction markets
Speakers:
- Daniel Chessher, Cosegic
- James Hopegood, Director, Asset Management Regulation, AIMA
Sponsored by:
