More than five years after the UK’s Senior Managers and Certification Regime was extended to investment managers and other solo-regulated firms, HM Treasury and the FCA have embarked on the first significant rethink of the regime since its introduction. In this webinar, Dechert will provide a practical overview of the changes recently introduced under Phase 1 of the reforms, including amendments to the “12-week rule” and Conduct Rule breach reporting requirements.

The speakers will also explore what firms can expect under Phase 2 of the reforms, including a potential overhaul of the Certification Regime, and what these developments could mean in practice for governance, accountability and compliance frameworks.

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