Platform managers should complete the long form or short form manager modules, the optional responsible investment ("RI") module and the relevant product modules.
Linked below are the basic open end setup and the basic closed end setup for platform managers. Long form and short form versions have been included. The versions marked "+ RI" include the optional responsible investment module.
Open-End Funds
Closed-End Funds
More Options
There are other setup options available for liquid alternatives, managed accounts and mixed client account types in each case without the responsible investment module and all of the same options but with the responsible investment module all of which are accessible via the DDQ Decision Tree.
Other Types of Managers and Sub-Advisers
Other types of investment managers and sub-advisers can access relevant materials using the links below.
