You chose Options 1A, 2D, 3A and 4F.
Based on these selections, an investment manager should complete the following modules:
- Either (i) Modules 1, 2 and 3 (i.e., the basic investment manager set up) or (ii) the short form manager module, in either case with the responsible investment ("RI") module;
- The fund of funds ("FOF") module;
- For each open-end private fund, a copy of the open-end private fund module or the short form open-end fund module (without the strategy questions); and
- For each liquid alts fund, a copy of the short form open-end fund module (without the strategy questions).
For investment managers that manage one or more open-end private funds plus one or more liquid alternatives funds using this strategy, it will be simplest to complete either the Basic Investment Manager Set Up + RI + FOF module or the Short Form Manager + RI + FOF module (each of which is accessible below) once and then separately complete either an open-end private fund module or a short form open-end fund module (without the strategy questions) for each fund as applicable.
The short form manager module represents a subset of the questions found in the corresponding Basic Investment Manager Set Up, while the short form open-end fund module represents a sub-set of the questions in the Open-End Private Fund Module. The short form options are available to everyone, but are often preferred by emerging managers and managers who want a simplified form to use with investors in the initial stages of the operational due diligence process. The short form open-end fund module should always be used for any liquid alternatives fund.
Because of the hyperlinks in the documents, separate files have been created for additional funds. The separate modules are accessible via the links below.
