You chose Options 1C, 2A and 3D.
Based on these selections, a platform provider should complete the following modules:
- Either (i) Modules 1, 2 and 3 (i.e., the basic investment manager set up) or (ii) the short form manager module, in either case with the responsible investment ("RI") module; and
- The managed accounts module.
For your convenience, these modules have been assembled together into a basic set up version and a short form version which are both presented below.
The manager portion of the short form represents a subset of the questions found in the Basic Investment Manager Set Up. The short form option is available to everyone, but is often preferred by emerging managers and managers who want a simplified form to use with investors in the initial stages of the operational due diligence process.
For platform providers offering only managed accounts, the versions of the DDQ accesible via the links below are the best possible places to start. Select the one that works best for your intended use. The version marked short form is a subset of the questions in the other document.
