Please join us for the virtual annual AIMA Canada Regulatory Forum, where we will discuss a number of current topics impacting compliance, registration and investment funds, alongside our members' top questions for the regulators.

Topics include key regulatory priorities, summary report highlights, insights on TCR implementation, a recap of global policies impacting Canadian members, advice for registrants for working with the regulators and more,

Speakers:

Panel 1 

• Moderator: Supriya Kapoor, Principal/Founder, Aurelius G.R.P. (Canada)

• Speaker: Daniel Panici, Head of Portfolio Management Compliance, OSC

Panel 2

• Moderator: Jennie Baek, Partner, McMillan

• Speaker: Wendy Chan, Director, Toronto Regional Office, Financial Markets, Bank of Canada

Panel 3 

• Moderator: Sarah Gardiner, Partner, Securities & Capital Markets, Borden Ladner Gervais LLP

• Speaker: Dimitri Bollegala, Senior Legal Counsel, OSC

Presentations

• Joe Engelhard, Head of US Private Credit and Asset Management Policy & Regulation, AIMA – Global / SEC Highlights 

• Jon Diebel, Client Executive, CIBC Mellon – TCR Highlights