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The SEC in the last several years has proposed or finalized an extraordinary number of new rules, many of which have major market implications for investment managers based outside of the United States. 

Please join us for a discussion of the potential scope and impact of the SEC's recently finalized rules on non-U.S. investment managers as well as several rules that are still pending.

We will be exploring with these two leading investment management attorneys from Dechert, Karen Anderberg and Laurel Neale. Karen L. Anderberg advises European, Asian and U.S. asset managers and investment funds on all aspects of U.S. financial services regulatory issues, including Securities and Exchange Commission (SEC) investment adviser and investment fund registration and exemptions and Commodity Futures Trading Commission (CFTC) requirements. Laurel Neale focuses her practice on financial services matters and represents U.S. and non-U.S. private investment funds, registered investment companies, and their sponsors in connection with a variety of transactional and regulatory matters.

Speakers:

• Karen Anderberg, Partner, Dechert, LLP
• Laurel Neale, Counsel, Dechert, LLP
• Joe Engelhard, Head of Private Credit and Asset Management Policy, Americas, AIMA

Sponsored by: