Implementing the SM&CR: How to get it right

UK Senior Managers Regime

From December 2019, buy-side firms will be subject to the FCA’s Senior Managers and Certification Regime, which will require regulatory approval of senior managers and certification by firms of staff in various functions.  For many organizations, strategic change is needed to meet the new requirements.  Join us for this half-day course to help you understand the key implementation challenges associated with the rules, as well as how to solve them. By participating, you will identify key risks and action points to ensure the effective implementation across your organization of the regime once it comes into force later this year.

Who should attend

  • Senior Managers and those who support them including staff in Legal, Compliance, Human Resources and Operations roles

Please see below for a full overview of the session.