Summary of FinCEN's US register of beneficial ownership information 31 January 2023 Beneficial ownership Americas
ESMA reports on costs & performance of retail investment products 25 January 2023 Fees Funds Performance ... EMEA
ESMA supervisory action on marketing communications 25 January 2023 Marketing Communications European Supervisory Authorities (ESAs) ... EMEA
Can a Disclosure Omission be Misleading? Bloomberg’s SEC Settlement Indicates it Can 24 January 2023 Compliance Private Funds Marketing ... ValuationAmericas
FTC issues proposed rule banning non-compete clauses 17 January 2023 Competition Law Other Asset Management Regulation Americas
Blaszczak Convictions Overturned, Majority Opinion Mirrors Concerns in AIMA Amicus Briefs 12 January 2023 Private Funds Funds AIMA ... Other Asset Management RegulationAmericas
ESMA publishes final report on cross-border marketing notifications 21 December 2022 Marketing AIFMD UCITS ... EMEA