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Summary of FinCEN's US register of beneficial ownership information

31 January 2023

Beneficial ownership Americas

ESMA reports on costs & performance of retail investment products

25 January 2023

Fees Funds Performance ...

ESMA supervisory action on marketing communications

25 January 2023

Marketing Communications European Supervisory Authorities (ESAs) ...

AIMA welcomes positive progress on AIFMD reforms

24 January 2023

AIFMD Global EMEA

Can a Disclosure Omission be Misleading? Bloomberg’s SEC Settlement Indicates it Can

24 January 2023

Compliance Private Funds Marketing ...

NFA issues notice regarding exempt CPOs/CTAs

24 January 2023

CPOs/CTAs Americas

FTC issues proposed rule banning non-compete clauses

17 January 2023

Competition Law Other Asset Management Regulation Americas

Blaszczak Convictions Overturned, Majority Opinion Mirrors Concerns in AIMA Amicus Briefs

12 January 2023

Private Funds Funds AIMA ...

ESMA publishes final report on cross-border marketing notifications

21 December 2022

Marketing AIFMD UCITS ...