Advanced Search

CFTC Advisory on Enforcement Referral Criteria Leans Further into Principles-Based Regulation

24 April 2025

Compliance Market Abuse and Enforcement Other Asset Management Regulation ...

AIMA request to align Bank Secrecy Act requirements and Customer Identification Programs for RIAs and ERAs

17 April 2025

Anti Money Laundering Americas

AIMA comments on UK Government ransomware legislative proposals

08 April 2025

Cyber Security EMEA

AIMA responds to UK Home Office ransomware legislative proposals

08 April 2025

Cyber Developments EMEA

DFSA publishes changes to client assets regime

06 April 2025

Other Asset Management Regulation EMEA

AIMA responds to FCA on Product Information for Consumer Investments

05 April 2025

UCITS Consultation Paper EMEA

AIMA responds to FCA on Operational Incident and Third-Party Reporting

01 April 2025

Reporting Cyber Developments EMEA

AIMA provides written input to SEC's Crypto Task Force

25 March 2025

Cryptocurrency Digital assets Global ...

AIMA letter to the SEC Crypto Task Force

25 March 2025

Cryptocurrency Digital assets Global ...