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CFTC Sheds Light on Cooperation Credit for Self-Reporting, Cooperation, and Remediation

26 February 2025

Private Funds CFTC Registration and Exemptions Market Abuse and Enforcement ...

How to attract the attention of the regulator

23 September 2024

CFTC Registration and Exemptions EMIR MiFID

US FinCEN confirms Bank Secrecy Act anti-money laundering rules will apply to investment advisers

29 August 2024

CFTC Registration and Exemptions Anti Money Laundering Americas

AIMA files response to CFTC proposed amendments to Part 4

12 December 2023

CFTC Registration and Exemptions Other Asset Management Regulation Americas

AIMA response to CFTC Part 4 proposal

12 December 2023

CFTC Registration and Exemptions Americas