SEC proposes amendments to convert the filing of certain items from paper to electronic submission

07 December 2021

SEC Registration

AIMA and ACC respond to UK consultation on data protection reforms

23 November 2021

SEC Registration GDPR

SEC Division of Examinations issues risk alert on investment advisers’ fee calculations

23 November 2021

Risk management SEC Registration

SEC proposes rule to increase securities lending transparency

23 November 2021

SEC Registration Transparency

AIMA / ACC response to DCMS consultation on reforms to UK data protection regime

22 November 2021

SEC Registration GDPR

Impact of the SEC's new marketing rule on private fund advisors

20 September 2021

SEC Registration Funds

SEC to Reconsider Recent Proxy Rule Changes

08 June 2021

SEC Registration

AIMA Webinar Replay: Private Fund Focus on Regulatory Trends, Compliance Practices, and SEC Initiatives

11 March 2021

SEC Registration

ICO position lifting SEC registration moratorium

27 October 2020

SEC Registration GDPR Americas