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ICO position lifting SEC registration moratorium

27 October 2020

SEC Registration GDPR Americas

AIMA Markets, Governance and Innovation team update call notes - 23 April 2020

05 May 2020

SEC Registration Market Data LIBOR ...

AIMA/MFA Response to SEC's Proposal on Use of Derivatives by RICs and BDCs

04 May 2020

SEC Registration Leverage Derivatives

AIMA Markets, Governance and Innovation team update call notes - 23 April 2020

29 April 2020

SEC Registration Message to members Market Data ...

AIMA Markets Regulation Team Member Update Call – 23 April

14 April 2020

SEC Registration Message to members Market Data ...

AIMA, jointly with MFA, responds to SEC concept release on exempt offerings

01 October 2019

SEC Registration Global

AIMA submits letter to the SEC on the impact of GDPR on the SEC registration process for non-US firms

14 May 2019

SEC Registration GDPR Americas

FINRA launches TRACE Security Activity Report to support firms in complying with fixed income reporting requirements under SEC Rule 22e-4

24 September 2018

SEC Registration Cyber Security Reporting ...

SEC Registration

SEC Registration