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AIMA responds to SEC 'dealer' proposal

31 May 2022

Registration Americas

AIMA Summary of SEC's Proposed Amendments to the 'Dealer' Definition

26 April 2022

Registration Trading Americas

SEC proposes changes to definitions of 'dealer' and 'government securities dealer'

29 March 2022

Registration Americas

AIMA Submits Comments on the Proposed Cabinet Order to Partially Amend Cabinet Office Order on Financial Instruments Business (FSA)

22 February 2022

Registration Asia Pacific

AIMA Submits Comments on the Proposed Cabinet Order to Partially Amend Cabinet Office Order on Financial Instruments Business (FSA)

18 February 2022

Registration Asia Pacific

AIMA Webinar Replay: What it Means to be SEC Registered in the US: From Marketing to Managing Your Business

06 March 2020

Registration SEC Registration Other Asset Management Regulation ...

Cayman Islands Introduces Beneficial Ownership Regime Register

16 May 2017

Registration UBO Americas

AIMA Regulatory Update - Q1 2012

16 March 2012

Registration AIFMD Volcker rule ...

Final rules on registration and reporting - AIMA Summary - SEC

30 November 2011

Registration Reporting Americas