CFTC Advisory on Enforcement Referral Criteria Leans Further into Principles-Based Regulation 24 April 2025 Compliance Market Abuse and Enforcement Other Asset Management Regulation ... Americas
New SEC Marketing Rule FAQs Provide Welcome Relief to Troubling Interpretive Issues 20 March 2025 SEC Registration Private Funds Marketing ... Other Asset Management RegulationAmericas
SEC offers new 506(c) safe harbor 18 March 2025 Private Funds Capital-raising Other Asset Management Regulation ... Americas
Reading into Trump’s New AI Executive Order 17 February 2025 Artificial Intelligence Technology Other Asset Management Regulation ... Other Markets RegulationPolicy and regulatory measuresAmericas
SEC’s 2025 Examination Priorities Report: Shades of PFAR in Fund Manager Focus Areas 23 October 2024 Compliance Private Funds Hedge funds ... Other Asset Management RegulationAmericas
AIMA supports DFSA’s proposed reforms to Client Assets regime, seeks further clarifications 21 October 2024 Digital assets Consultation Paper Other Asset Management Regulation ... EMEA
AIMA response to DFSA on Client Assets regime 21 October 2024 Digital assets Other Asset Management Regulation EMEA
SEC Marketing Rule Sweep Continues with Another Nine Enforcement Actions Announced 11 September 2024 Compliance SEC Registration Marketing ... Other Asset Management RegulationAmericas