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SEC Proposes Five Alternative Qualifications for Accredited Investors

02 October 2026

Compliance SEC Registration Private Funds ...

The New SEC EXAMS Handbook: A Clearer Window but Not (Yet) a New Process

01 October 2026

Compliance SEC Registration Private Funds ...

Abu Dhabi FSRA finalises changes to its funds framework

21 September 2026

Funds Other Asset Management Regulation EMEA

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AIMA calls on the UK FCA to scrap depo-lite and change the business restriction

18 September 2026

Other Asset Management Regulation EMEA

Member Feedback, SEC Action: What's Changing in the Examinations Process

16 September 2026

Private Funds Hedge funds Other Asset Management Regulation ...

SEC Risk Alert Signals Annual Compliance Reviews Are Falling Short

14 September 2026

Compliance SEC Registration Private Funds ...

SEC Proposes to Rescind Pay-to-Play Rule

04 September 2026

Compliance SEC Registration Proposed Regulation ...

CFTC Proposes Targeted CPO/CTA Exemption for SEC-Registered Advisers

18 August 2026

SEC Registration CFTC Registration and Exemptions CPOs/CTAs ...

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FCA round table on prudential reforms for asset managers on 14 September 2026 - registration now open

14 August 2026

Other Asset Management Regulation EMEA