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SEC’s 2025 Examination Priorities Report: Shades of PFAR in Fund Manager Focus Areas

23 October 2024

Compliance Private Funds Hedge funds ...

AIMA supports DFSA’s proposed reforms to Client Assets regime, seeks further clarifications

21 October 2024

Digital assets Consultation Paper Other Asset Management Regulation ...

AIMA response to DFSA on Client Assets regime

21 October 2024

Digital assets Other Asset Management Regulation EMEA

SEC Marketing Rule Sweep Continues with Another Nine Enforcement Actions Announced

11 September 2024

Compliance SEC Registration Marketing ...

Federal Judge Sets Aside US FTC Rule to Ban Noncompetes; Rule Will Not Go Into Effect

19 August 2024

Competition Law Private Funds Hedge funds ...

Update: NFA Rule 2-52 Changes to Who Can Review and Submit Questionnaires

06 August 2024

Reporting CPOs/CTAs Other Asset Management Regulation ...

Two Texas Courts Issue Stays to Halt Effective Date for US Department of Labor's Retirement Security Rule

29 July 2024

Private Funds Funds Hedge funds ...

Two Supreme Court Decisions add to an Historic Month for Regulation

01 July 2024

Private Funds Proposed Regulation Other Asset Management Regulation ...

The Final Countdown to T+1 in the US: Ready or Not, Here it Comes

15 May 2024

Settlement Trading Other Asset Management Regulation ...