Marketing Rule December 16 Risk Alert Casts a Wary Eye on Testimonials and Endorsements 22 December 2025 Compliance Private Funds Marketing ... Hedge fundsOther Asset Management RegulationAmericas
New York LLC Transparency Act Amendment Vetoed, Will Remain Limited in Scope (for Now) 20 December 2025 Reporting Other Asset Management Regulation Americas
SEC’s 2026 Examination Priorities Highlight Focus on Mission, Doing More with Less 18 November 2025 Compliance Private Funds Open-ended funds ... Hedge fundsOther Asset Management RegulationUS investment companiesAmericas
SEC Regulatory Agenda Heralds a “New Day” 08 September 2025 Other Asset Management Regulation Americas
AIMA response to FCA Call for Evidence: Future regulation of alternative fund managers 10 June 2025 Hedge funds Other Asset Management Regulation EMEA
CFTC Advisory on Enforcement Referral Criteria Leans Further into Principles-Based Regulation 24 April 2025 Compliance Market Abuse and Enforcement Other Asset Management Regulation ... Americas
New SEC Marketing Rule FAQs Provide Welcome Relief to Troubling Interpretive Issues 20 March 2025 SEC Registration Private Funds Marketing ... Other Asset Management RegulationAmericas
SEC offers new 506(c) safe harbor 18 March 2025 Private Funds Capital-raising Other Asset Management Regulation ... Americas