CFTC Proposes Targeted CPO/CTA Exemption for SEC-Registered Advisers 18 August 2026 SEC Registration CFTC Registration and Exemptions CPOs/CTAs ... Other Asset Management RegulationAmericas
FCA round table on prudential reforms for asset managers on 14 September 2026 - registration now open 14 August 2026 Other Asset Management Regulation EMEA
Further Clarification from NFA on New Fingerprinting Process 13 August 2026 Private Funds CFTC Registration and Exemptions Hedge funds ... CPOs/CTAsOther Asset Management RegulationAmericas
UK FCA identifies good and bad practices in firms' sanctions systems and controls 28 May 2026 Other Asset Management Regulation EMEA
SEC proposes semiannual reporting rule, AIMA summary 07 May 2026 Market Data Other Asset Management Regulation US Developments ... Americas
Incremental Alignment: What to Know About Proposed Amendments to FINRA Rule 2210 19 February 2026 Private Funds Marketing Hedge funds ... Other Asset Management RegulationAmericas
Marketing Rule December 16 Risk Alert Casts a Wary Eye on Testimonials and Endorsements 22 December 2025 Compliance Private Funds Marketing ... Hedge fundsOther Asset Management RegulationAmericas
New York LLC Transparency Act Amendment Vetoed, Will Remain Limited in Scope (for Now) 20 December 2025 Reporting Other Asset Management Regulation Americas
SEC’s 2026 Examination Priorities Highlight Focus on Mission, Doing More with Less 18 November 2025 Compliance Private Funds Open-ended funds ... Hedge fundsOther Asset Management RegulationUS investment companiesAmericas