FCA confirms it will not go ahead with the "name and shame" proposal in its finalised enforcement guidance 03 June 2025 Market Abuse and Enforcement Global EMEA
AIMA files amicus brief in SEC v. Panuwat 28 May 2025 Market Abuse and Enforcement Other Markets Regulation US Developments ... Americas
CFTC Advisory on Enforcement Referral Criteria Leans Further into Principles-Based Regulation 24 April 2025 Compliance Market Abuse and Enforcement Other Asset Management Regulation ... Americas
The UK FCA has dropped its 'Name and Shame' proposal following extensive engagement with industry stakeholders, including AIMA. 12 March 2025 Market Abuse and Enforcement Global EMEA
CFTC Sheds Light on Cooperation Credit for Self-Reporting, Cooperation, and Remediation 26 February 2025 Private Funds CFTC Registration and Exemptions Market Abuse and Enforcement ... Americas
Private markets to be front and centre of the UK FCA’s asset management work 26 February 2025 Private Funds Funds Market Abuse and Enforcement ... Bank/Capital Regulation (including NSFR)GlobalEMEA