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PE Firm Charged with Inadequate Disclosure of Fees Paid to Affiliate

11 September 2023

Compliance Market Abuse and Enforcement Americas

AIMA responds to IOSCO consultation on cryptoassets

01 August 2023

Cryptocurrency Cyber Security Digital assets ...

AIMA response to IOSCO consultation on Policy Recommendations for Crypto and Digital Asset Markets

31 July 2023

Cryptocurrency Cyber Security Digital assets ...

ESMA publishes Final Report on Pre-Hedging Call for Evidence

18 July 2023

Market Abuse and Enforcement

UK updates civil and criminal market abuse regimes

18 July 2023

Market Abuse and Enforcement

ESMA updates Q&As on MiFID/MiFIR topics and the Market Abuse Regulation

04 October 2022

Market Abuse and Enforcement Position limits MiFID ...

FCA publishes Dear CEO letter on Alternatives Supervisory Strategy

16 August 2022

Risk management Marketing ESG ...

AIMA Summary – ESMA Call for Evidence on Pre-Hedging

09 August 2022

Market Abuse and Enforcement MiFID Derivatives

ESMA publishes call for evidence on pre-hedging

09 August 2022

Market Abuse and Enforcement MiFID Derivatives