Have your say on the House of Lords calls for evidence on the FCA and PRA 20 August 2024 Market Abuse and Enforcement EMEA
UK FCA publishes 79th Market Watch newsletter 13 May 2024 Conduct Market Abuse and Enforcement MiFID ... Transaction Reporting
AIMA responds with serious concerns over the UK FCA consultation on early publication of enforcement activity 30 April 2024 Market Abuse and Enforcement EMEA
ESMA MiCA Level 2 work updates 23 April 2024 Cryptocurrency ESG Digital assets ... Responsible InvestmentMarket Abuse and EnforcementTechnologyMiFIDOperational Resilience
UK FCA wants to publicise enforcement work against firms and individuals before it is concluded 29 February 2024 Market Abuse and Enforcement Global EMEA
FCA publishes Market Watch newsletters 20 February 2024 Equities Market Abuse and Enforcement MiFID ... Transaction Reporting
PE Firm Charged with Inadequate Disclosure of Fees Paid to Affiliate 11 September 2023 Compliance Market Abuse and Enforcement Americas
AIMA responds to IOSCO consultation on cryptoassets 01 August 2023 Cryptocurrency Cyber Security Digital assets ... Corporate GovernanceMarket Abuse and EnforcementTradingAnti Money LaunderingBlockchain
AIMA response to IOSCO consultation on Policy Recommendations for Crypto and Digital Asset Markets 31 July 2023 Cryptocurrency Cyber Security Digital assets ... Corporate GovernanceMarket Abuse and EnforcementTradingAnti Money LaunderingBlockchainGlobal