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CFTC Advisory on Enforcement Referral Criteria Leans Further into Principles-Based Regulation

24 April 2025

Compliance Market Abuse and Enforcement Other Asset Management Regulation ...

The UK FCA has dropped its 'Name and Shame' proposal following extensive engagement with industry stakeholders, including AIMA.

12 March 2025

Market Abuse and Enforcement Global EMEA

CFTC Sheds Light on Cooperation Credit for Self-Reporting, Cooperation, and Remediation

26 February 2025

Private Funds CFTC Registration and Exemptions Market Abuse and Enforcement ...

Private markets to be front and centre of the UK FCA’s asset management work

26 February 2025

Private Funds Funds Market Abuse and Enforcement ...

IOSCO review of authorities’ surveillance capabilities

19 February 2025

Market Abuse and Enforcement

AIMA response to FCA Consultation Paper CP24/2, Part 2: Greater transparency of our enforcement investigations

17 February 2025

Market Abuse and Enforcement EMEA

FCA’s revised ‘Name and Shame’ rules still threaten firms and UK’s global competitiveness

14 February 2025

Transparency Market Abuse and Enforcement Global ...

ESMA consults on amendments to MAR and MiFID II

06 January 2025

Market Abuse and Enforcement MiFID EMEA

FCA publishes Market Watch 81

07 November 2024

Market Abuse and Enforcement MiFID Transaction Reporting ...