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AIMA publishes summary of new SEC reporting requirements for form N-PORT and form N-CEN for mutual funds and new guidance on liquidity risk management programs.

12 September 2024

Reporting Liquidity Americas

AIMA submits response to the EBA/ESMA Discussion Paper on the Investment Firms Prudential Framework

03 September 2024

Reporting Remuneration Liquidity ...

AIMA submits response to the EBA/ESMA Discussion Paper on the Investment Firms Prudential Framework

03 September 2024

Reporting Remuneration Liquidity ...

AIMA responds to ESMA consultation on amendments to RTS2 on Non-Equity Transparency

28 August 2024

Market Data Reporting Transparency ...

AIMA response – ESMA consultation on amendments to RTS 2 on Non-Equity Transparency

28 August 2024

Market Data Reporting Transparency ...

SEC drops plans to force mutual funds to use swing pricing but approves other new rules

28 August 2024

Risk management Reporting Liquidity ...

Update: NFA Rule 2-52 Changes to Who Can Review and Submit Questionnaires

06 August 2024

Reporting CPOs/CTAs Other Asset Management Regulation ...

PFAR has been officially vacated

29 July 2024

RIAs Reporting Side Letters ...

AIMA submits response to FICC Trade Submission Requirement proposal

24 July 2024

Repo market Reporting Other Markets Regulation ...