ESMA publishes fourth package of MiFIR Level 2 consultations 11 October 2024 Reporting Consultation Paper MiFID ... DerivativesEMEA
AIMA publishes summary of new SEC reporting requirements for form N-PORT and form N-CEN for mutual funds and new guidance on liquidity risk management programs. 12 September 2024 Reporting Liquidity Americas
AIMA submits response to the EBA/ESMA Discussion Paper on the Investment Firms Prudential Framework 03 September 2024 Reporting Remuneration Liquidity ... Prudential regulationEMEA
AIMA submits response to the EBA/ESMA Discussion Paper on the Investment Firms Prudential Framework 03 September 2024 Reporting Remuneration Liquidity ... Prudential regulationEMEA
AIMA responds to ESMA consultation on amendments to RTS2 on Non-Equity Transparency 28 August 2024 Market Data Reporting Transparency ... LiquidityMiFIDDerivativesFixed incomeEMEA
AIMA response – ESMA consultation on amendments to RTS 2 on Non-Equity Transparency 28 August 2024 Market Data Reporting Transparency ... LiquidityMiFIDDerivativesFixed incomeEMEA
SEC drops plans to force mutual funds to use swing pricing but approves other new rules 28 August 2024 Risk management Reporting Liquidity ... Americas
Update: NFA Rule 2-52 Changes to Who Can Review and Submit Questionnaires 06 August 2024 Reporting CPOs/CTAs Other Asset Management Regulation ... Americas