AIMA and the ACC join a joint trade association request for an extension on the SEC's safeguarding proposal 06 March 2023 Compliance RIAs Americas
Joint trade association request for extension on safeguarding proposal 06 March 2023 Compliance RIAs Americas
SEC Proposes New Safeguarding Rule to Replace Advisers Act Custody Rule 16 February 2023 Compliance RIAs Americas
SEC’s 2023 Examination Priorities Report 09 February 2023 Compliance RIAs Private Funds ... US investment companiesUS DevelopmentsAmericas
AIMA joins trades' letter to SEC on extension to comment periods 22 November 2022 RIAs Liquidity Outsourcing ... Americas
Joint Trades' Letter on Liquidity Risk Management & Outsourcing Proposal Comment Periods 21 November 2022 RIAs Liquidity Outsourcing ... Americas
New SEC Proposal for Oversight of Outsourced Services Assigns Prescriptive Supervision Duties to Registered Advisers 28 October 2022 RIAs Outsourcing Americas
AIMA's Supplemental Response to the Private Fund Adviser Proposal 08 September 2022 RIAs Expenses Performance ... Americas