Compliance Week - NY law makes it harder for investment advisers to supervise off-channel communications 08 November 2023 RIAs Americas
PFAR for Registered Investment Advisers 13 October 2023 RIAs Private Funds Side Letters ... GlobalAmericas
AIMA Analysis of Application of PFA Rules to Non-U.S. Advisers 08 September 2023 RIAs Private Funds Reporting ... TransparencyERAsGlobalAmericas
AIMA Summary of SEC's Proposed Rule on Use of AI by Advisers and Broker-Dealers 11 August 2023 RIAs Artificial Intelligence Americas
AIMA and the ACC join a joint trade association request for an extension on the SEC's safeguarding proposal 06 March 2023 Compliance RIAs Americas
Joint trade association request for extension on safeguarding proposal 06 March 2023 Compliance RIAs Americas
SEC Proposes New Safeguarding Rule to Replace Advisers Act Custody Rule 16 February 2023 Compliance RIAs Americas