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AIMA responds to HMT and FCA Review of Senior Managers and Certification Regime

01 June 2023

Remuneration Conduct Senior Managers Regime ...

AIMA response to FCA and PRA discussion paper on the UK’s Review of the Senior Managers and Certification Regime

01 June 2023

Remuneration Conduct Senior Managers Regime ...

AIMA response to HM Treasury Call for Evidence on the Senior Managers and Certification Regime

01 June 2023

Remuneration Conduct Senior Managers Regime ...

UK government announces changes to non-compete clauses

17 May 2023

Risk management Business operations Key development ...

HMT and FCA launch review of Senior Managers and Certification Regime

12 April 2023

Conduct Senior Managers Regime Accountability and Conduct

Summary – SEC package of rules and interpretations related to fiduciary duty and standards of conduct for broker-dealers and investment advisers

17 July 2019

Conduct Americas

AIMA publishes Fund Manager Code of Conduct (FMCC) Implementation Guide

30 October 2018

Conduct Asia Pacific

AIMA Implementation Guide to the Fund Manager Code of Conduct (FMCC) - HK

29 October 2018

Funds Conduct Asia Pacific

UK regulator issues discussion paper exploring potential benefits of a new “duty of care” for consumers

30 July 2018

Conduct EMEA