AIMA Canada Regulatory Forum



To watch a replay of this webinar, please click here


Please join us for AIMA Canada’s annual Regulatory Forum, where we will discuss a number of current topics impacting compliance, registration and investment funds, alongside our members’ top questions for the regulators.

Topics will include
•    Impact of pandemic & remote working on compliance reviews
•    Exemptive relief updates for alternative mutual funds
•    Continuing education & proficiency requirements
•    Key highlights from the CSA Client Focused Reforms Implementation Committee FAQ
•    Key highlights from OSC Staff Notice 33-751 Summary Report for Dealers, Advisers and Investment Fund Managers
•    Member Q&A

  • Supriya Kapoor, Principal & Founder, Aurelius GRP
  • Kat Szybiak, Compliance and Registrant Regulation, Senior Legal Counsel, Ontario Securities Commission
  • Vera Nunes, Manager, Investment Fund Manager Team, Compliance and Registrant Regulation Branch, Ontario Securities Commission
  • Darren McKall, Manager, Investment Funds and Structured Products, Ontario Securities Commission


  • Darin R. Renton, Partner, Stikeman Elliott LLP   

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