AIMA Canada Regulatory Forum
To watch a replay of this webinar, please click here
Please join us for AIMA Canada’s annual Regulatory Forum, where we will discuss a number of current topics impacting compliance, registration and investment funds, alongside our members’ top questions for the regulators.
Topics will include
• Impact of pandemic & remote working on compliance reviews
• Exemptive relief updates for alternative mutual funds
• Continuing education & proficiency requirements
• Key highlights from the CSA Client Focused Reforms Implementation Committee FAQ
• Key highlights from OSC Staff Notice 33-751 Summary Report for Dealers, Advisers and Investment Fund Managers
• Member Q&A
Panelists:
- Supriya Kapoor, Principal & Founder, Aurelius GRP
- Kat Szybiak, Compliance and Registrant Regulation, Senior Legal Counsel, Ontario Securities Commission
- Vera Nunes, Manager, Investment Fund Manager Team, Compliance and Registrant Regulation Branch, Ontario Securities Commission
- Darren McKall, Manager, Investment Funds and Structured Products, Ontario Securities Commission
Moderator:
- Darin R. Renton, Partner, Stikeman Elliott LLP
Sponsored by: