Preparing for IM Phase 5


Please join AIMA, DRS and a panel of other industry experts to discuss the challenges of IM implementation, including NextGen Documentation. Phase 5 will see the imposition on the buyside of margin regulations, necessitating burdensome documentation negotiation and widespread operational changes. The scale of Phase 5 will require early planning and preparation.

In this session, IM practitioners across a range of disciplines will discuss:

  •   Regulatory backdrop of Phase 5
  •   Practical challenges of documentation negotiation
  •   Custodian engagement
  •   Operational issues (including SIMM model approval and implementation)

Opening Remarks:
Adam Jacobs-Dean, Managing Director, Global Head of Markets, Governance and Innovation, AIMA

Michael Beaton, Director, Head of Delivery, DRS
Mark Higgins, Senior Business Development Manager EMEA, BNY Mellon Markets
Chetan Joshi, Founder, Margin Reform
Edmund Parker, Partner, Mayer Brown

Moderator: Jonathan Martin, CEO, DRS

Phase 5 IM Survey (May 19).pdf NCMR_Brochure_INTLedition_121118.pdf DRS Hosted AIMA Event - Preparing IM Phase 5.pdf


IM Phase 5 Survey

Here are the videos produced by Mayer Brown with each of the panellists from yesterday appearing in the videos:

Episode 1: A detailed overview of Phase 4 and 5 of the Uncleared Margin Rules

Episode 2: Successfully navigating, negotiating and executing the legal documentation in an IM project

Episode 3: The Custodian’s Guide to Initial Margin Segregation and Asset Transformation

Episode 4: Calculating Initial Margin

Episode 5: Mission IMpossible – the Compliance Process “Wheel of Pain”


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