AIMA MiFID II Solutions Series - Meeting the Recording and Trade Surveillance Requirements of MiFID II

UK

AIMA invites you to join Andy Davies (Head of Global Financial Compliance Customer Engagement Solutions, Verint) and David Ririe (Managing Director, UK b-next) for a webinar on Wednesday 13 September at 14:00 UK / 15:00 EU / 09:00 US to support AIMA members in meeting the recording and trade surveillance requirements of MiFID II, due to apply in January 2018. Bringing their experience from implementation in the capital markets, b-next and Verint will focus on practical aspects of implementation and what firms can already be doing to prepare for the new requirements. In particular, the webinar will consider:          

  • What are the recording requirements for the buy-side to be MiFID II compliant?
  • The impact of MiFID II on call recording, record keeping and monitoring
  • MiFID II trade surveillance process
  • Compliance solutions for MiFID II

There will be an opportunity for members to ask questions.