Advertising Requirements Applicable to Private Investment Funds and Private Investment Fund Managers

This session will provide an overview of the key issues pertaining to advertising of private investment funds and their managers, including performance advertising. We will review relevant SEC enforcement actions and no-action letters as well as case studies.

Speaker:
Robert Van Grover, Partner and Co-Chair of Investment Management Practice Group, Seward & Kissel LLP

Robert B. Van Grover is a partner in and co-head of Seward & Kissel’s Investment Management Group.  He joined the Firm in 1997.

Rob specializes in the formation and representation of private funds (U.S., offshore, single and multi-strategy, fund of funds and private equity), investment advisers (federal or state registered and non-registered), broker-dealers, commodity pool operators and commodity trading advisers.   Rob advises clients on a wide variety of securities, tax and business law matters relating to the investment management business, including compliance and regulatory matters, fund and management company structuring, counseling on mergers and acquisitions, buy-sell agreements, employment matters, non-compete and confidentiality agreements, marketing and distribution arrangements and presentation materials, joint ventures, seed capital arrangements, soft dollar and other brokerage arrangements, and general organizational matters.

Rob is a contributing author to Hedge Funds: Law and Regulation (Sweet & Maxwell 2001) (chapter entitled, "U.S. Legal and Regulatory Issues Faced by Offshore Funds and Their Sponsors") and has authored articles on various investment management topics.  Rob is a frequent speaker on "hedge fund" and investment management related issues.

Rob is a member of the American Bar Association (Business Section) and the International Bar Association. 

*1 New York transitional/non-transitional CLE credits available to program participants.

This event is limited to Manager Members of AIMA.
To register, please contact [email protected]

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