SEC issues three proposed rules, reopens comment period for cybersecurity rule 15 March 2023 Cyber Security Data protection US Developments ... Americas
AIMA and the ACC join a joint trade association request for an extension on the SEC's safeguarding proposal 06 March 2023 Compliance RIAs Americas
Joint trade association request for extension on safeguarding proposal 06 March 2023 Compliance RIAs Americas
SEC Adopts Final Rules to Accelerate Most U.S. Trade Settlement to T+1, with May 28, 2024 Compliance Date 28 February 2023 Private Funds Adopting Release Settlement ... TradingOther Asset Management RegulationAmericas
Action required by June 30, 2022 with respect to new requirements for reporting of say-on-pay votes 24 February 2023 Compliance Americas
SEC Proposes New Safeguarding Rule to Replace Advisers Act Custody Rule 16 February 2023 Compliance RIAs Americas
SEC’s 2023 Examination Priorities Report 09 February 2023 Compliance RIAs Private Funds ... US investment companiesUS DevelopmentsAmericas