Advanced Search

AIMA Response to FinCEN and SEC consultation on Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers

19 July 2024

Due diligence Anti Money Laundering Americas

AIMA Webinar Replay: The SEC Short Sale Rule: Addressing the Ambiguity and Answering Members’ Questions

19 July 2024

Global Americas

AIMA joins joint trades comment letter on SEC outsourcing, cyber and predictive data analytics proposals

10 July 2024

Cyber Security Artificial Intelligence Outsourcing ...

Joint Trades Comment Letter on the SEC's Outsourcing, Cyber and PDA Proposals

10 July 2024

Cyber Security Artificial Intelligence Outsourcing ...

Two Supreme Court Decisions add to an Historic Month for Regulation

01 July 2024

Private Funds Proposed Regulation Other Asset Management Regulation ...

SEC adopts amendments to Regulation S-P

19 May 2024

Cyber Security Data protection Americas

The Final Countdown to T+1 in the US: Ready or Not, Here it Comes

15 May 2024

Settlement Trading Other Asset Management Regulation ...

US investment advisers to put in place Customer Identification Programs

13 May 2024

Funds Beneficial ownership Americas

AIMA Letter to the SEC on Cyber Incident Reporting Alignment

09 May 2024

Cyber Developments Americas