Advanced Search

SEC - US securities and exchange commission.jpeg

SEC publishes statement on tokenized securities

28 January 2026

Digital assets Americas

AIMA submits response to CME/FICC plans to expand cross-margining arrangement

21 January 2026

Repo market Other Markets Regulation Americas

Marketing Rule December 16 Risk Alert Casts a Wary Eye on Testimonials and Endorsements

22 December 2025

Compliance Private Funds Marketing ...

SEC postpones compliance dates for Short Sale and Securities Lending Rules

05 December 2025

Short Selling Americas

SEC - US securities and exchange commission.jpeg

SEC’s 2026 Examination Priorities Highlight Focus on Mission, Doing More with Less

18 November 2025

Compliance Private Funds Open-ended funds ...

Washington US Dept of Treasury - shutterstock_684809878.jpg 2

AIMA Response to ICE Clear Credit Application

22 October 2025

Other Markets Regulation Americas

SEC - US securities and exchange commission.jpeg

AIMA Submits SEC Rulemaking Petition on Knowledgeable Employee

13 October 2025

RIAs Private Funds Hedge funds ...

AIMA Supplemental Letter on Form PF Amendments

17 September 2025

Private Funds Reporting CPOs/CTAs ...

SEC delays Form PF compliance date for one year

17 September 2025

Private Funds Reporting CPOs/CTAs ...