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SEC issues three proposed rules, reopens comment period for cybersecurity rule

15 March 2023

Cyber Security Data protection US Developments ...

AIMA and the ACC join a joint trade association request for an extension on the SEC's safeguarding proposal

06 March 2023

Compliance RIAs Americas

Joint trade association request for extension on safeguarding proposal

06 March 2023

Compliance RIAs Americas

SEC Adopts Final Rules to Accelerate Most U.S. Trade Settlement to T+1, with May 28, 2024 Compliance Date

28 February 2023

Private Funds Adopting Release Settlement ...

Action required by June 30, 2022 with respect to new requirements for reporting of say-on-pay votes

24 February 2023

Compliance Americas

Reporting of Say-on-Pay Votes

24 February 2023

Compliance Americas

AIMA Summary of SEC Safeguarding Rule Proposal

16 February 2023

Compliance RIAs Americas

SEC Proposes New Safeguarding Rule to Replace Advisers Act Custody Rule

16 February 2023

Compliance RIAs Americas

SEC’s 2023 Examination Priorities Report

09 February 2023

Compliance RIAs Private Funds ...