Advanced Search

AIMA extended summary of SEC dealer rule

24 April 2024

Private Funds Other Markets Regulation Americas

AIMA response to FICC rules implementing SEC Treasury clearing rule

23 April 2024

Repo market Other Markets Regulation Americas

AIMA responds to FinCEN's proposal to extend Bank Secrecy Act requirements to investment advisers

15 April 2024

Anti Money Laundering Americas

ACC-sponsored Oliver Wyman Study on ABS Residuals

11 March 2024

Private credit Americas

AIMA and SRZ Summary of SEC Rule 10c-1 (Securities Lending)

08 March 2024

Reporting Short Selling Other Markets Regulation ...

AIMA Letter to CFTC on JSCC Clearing of JPY-IRS

02 February 2024

Derivatives Other Markets Regulation Americas

AIMA & Schulte Roth & Zabel - Enhanced Summary of SEC Short Sale Rule 13f-2

28 January 2024

Reporting Short Selling Americas

AIMA response to Cboe proposed rule (position limits)

16 January 2024

Position limits Americas

Department of Labor Proposed Retirement Security Rule: Definition of an Investment Advice Fiduciary

03 January 2024

Americas