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FTC proposes rule changes increasing reporting for funds making minority investments in foreign issuers

26 November 2019

Regulatory resource Global Americas

AIMA summary of investment firm’s new prudential regime

04 June 2019

Regulatory resource

US – CFTC Chairman Giancarlo Speech on “Cross-border Swaps Regulatory Version 2.0”

25 September 2018

Regulatory resource Americas

ESMA defines disclosure standards under the Securitisation Regulation

30 August 2018

Securitisation Regulatory resource EMEA

AIMA responds, together with MFA, to proposed US SEC rules on standards of care for investment advisers and broker-dealers

13 August 2018

Securities financing Regulatory resource Americas

FCA issues call for input on all aspects of industry’s experience to date with the PRIIPs regime

13 August 2018

Transparency Regulatory resource

EBA publishes final draft technical standards defining the homogeneity of the underlying exposures in securitisation

02 August 2018

Regulatory Reform Securitisation Regulatory resource ...

U.S. Office of Compliance Inspections and Examinations issues risk alert regarding best execution compliance issues

31 July 2018

Risk management Regulatory resource Americas