Good progress but improvement is needed, says FCA review of IFPR implementation 27 November 2023 Risk management Liquidity Prudential regulation ... GlobalEMEA
Empowering hedge funds: How getting KYC and KYP right can transform the investor experience 20 November 2023 Compliance Risk management Technology ... Performance
FSOC speeds up non-bank designation process 14 November 2023 Risk management Liquidity Financial stability ... GlobalAmericas
FCA publishes consultation on diversity and inclusion in the financial sector 02 October 2023 Risk management Reporting GDPR ... RecruitmentDiversityLGBT+ConductFamilyGenderSenior Managers RegimeOrganisational culture
AIMA summary – FCA consultation on diversity and inclusion in the financial sector 02 October 2023 Risk management Reporting GDPR ... RecruitmentDiversityLGBT+ConductFamilyGenderSenior Managers RegimeOrganisational culture
Ep. 67 The Long-Short | The asset managers that shall not be named 19 July 2023 Risk management Private Funds Liquidity ... LeverageShadow Banking
Global standard setters call for open-ended funds to enhance their liquidity risk management tools and apply them more consistently 05 July 2023 Risk management Open-ended funds Liquidity ... Proposed RegulationGlobalAmericasEMEAAsia Pacific
From risk disclosure to risk prevention: Up-levelling compliance for private fund advisers 19 June 2023 Compliance Risk management Private Funds