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CFTC Advisory on Enforcement Referral Criteria Leans Further into Principles-Based Regulation

24 April 2025

Compliance Market Abuse and Enforcement Other Asset Management Regulation ...

CFTC Sheds Light on Cooperation Credit for Self-Reporting, Cooperation, and Remediation

26 February 2025

Private Funds CFTC Registration and Exemptions Market Abuse and Enforcement ...

SEC and CFTC Extend Form PF Effective/Compliance Date

30 January 2025

Reporting Americas

AIMA Requests FDTA Comment Extension in Joint Trade Letter

14 October 2024

Proposed Regulation Americas

CFTC's Finalized Part 4 Update Drops Proposed Disclosure Requirements

16 September 2024

Americas

SEC and CFTC Jointly Adopted Changes to Form PF

14 February 2024

RIAs Reporting Liquidity ...

AIMA submits letter on JSCC clearing access

02 February 2024

Derivatives Other Markets Regulation Americas

AIMA Letter to CFTC on JSCC Clearing of JPY-IRS

02 February 2024

Derivatives Other Markets Regulation Americas

AIMA files response to CFTC proposed amendments to Part 4

12 December 2023

CFTC Registration and Exemptions Other Asset Management Regulation Americas