IFR/D Official Texts
European Council, Parliament and Commission
Commission Delegated Regulation (EU), supplementing Regulation (EU) 2019/2033 with regard to regulatory technical standards for public disclosue of investment policy by investment firms, published by the European Commission on 11 March 2022.
Commission Implementing Regulation (EU) 2022/389 of 8 March 2022 laying down implementing technical stanards for the application of Directive (EU) 2019/2034 with regard to the format, structure, content lists and annual publication date of the information to be disclosed by competent authorities, published by the European Commission on 8 March 2022.
Commission Delegated Regulation (EU) 2022/244 supplementing Regulation (EU) 2019/2033 with regard to regulatory technical standards specifying the amount of total margin for the calculation of the K-factor 'clear margin given' (K-CMG), published by the European Commission on 23 February 2022.
Opinion of the EBA on the European Commission's amendments relating to the final draft RTS for own funds requirements for investment firms based on fixed overheads in line with Article 13(4) of Regulation (EU) 2019/2033, published by the EBA on 11 February 2022.
Commission Delegated Regulation (EU) 2022/76 supplementing Regulation (EU) 2019/2033 with regard to regulatory technical standards specifying adjustments to the K-factor 'daily trading flow' (K-DTF) coefficients, published by the European Commission on 20 January 2022.
Commission Implementing Regulation (EU) 2021/2284 laying down implementing technical standards for the application of Regulation (EU) 2019/2033 with regard to supervisory reporting and disclosures of investment firms, published by the European Commission on 10 December 2021.
Commission Delegated Regulation (EU) 2022/25 supplementing Regulation (EU) 2019/2033 of the European Parliament and of the Council with regard to regulatory technical standards specifying the methods for measuring the K-factors referred to in Article 15 of that Regulation, published by the European Commission on 22 September 2021.
Commission Delegated Regulation (EU) 2022/26 supplementing Regulation (EU) 2019/2033 with regard to regulatory technical standards specifying the notion of segregated accounts to ensure client money’s protection in the event of an investment firm’s failure, published by the European Commission on 24 September 2022.
Commission Delegated Regulation (EU) 2021/2153 with regard to regulatory technical standards specifying the criteria for subjecting certain investment firms to the requirements of Regulation (EU) No 575/2013, published by the European Commission on 6 August 2021.
Final text of the Level 1 Directive on prudential supervision of investment firms (2019/2034/EU) published by the European Council on 29 November 2019.
Final text of the Level 1 Regulation on prudential requirements of investment firms (2019/2033/EU) published by the European Council on 29 November 2019.
European Banking Authority (EBA)
Final report, draft Regulatory Technical Standards on the provision of information for the effective monitoring of the credit instititution thresholds under Article 55(5) of Regulation (EU) 2019/2033, published on 20 December 2021.
Final report, draft Regulatory Technical Standards on the reclassification of investment firms as credit instititutions in accordance with Article 8a(6)(b) of Directive 2013/36/EU, published on 20 December 2021.
Final report, Guidelines on sound remuneration policies under Directive (EU) 2019/2034, published on 22 November 2021.
Final report, Guidelines on internal governance under Directive (EU) 2019/2034, published on 22 November 2021.
Final report, draft Regulatory Technical Standards on disclosure of investment policy by investment firms under Article 52 of Regulation (EU) 2019/2033 on the prudential requirements of investment firms, published on 19 October 2021.
Final report, draft Regulatory Technical Standards on colleges of supervisors for investment firm groups under Article 48(8) of Directive (EU) 2019/2014, published on 5 July 2021.
Final report, draft Implementing Technical Standards on reporting requirements for investment firms under Article 54(3) and on disclosures requirements under Article 49(2) of Regulation (EU) 2019/2033, published on 5 March 2021.
Final report, draft Regulatory Technical Standards on classes of instruments that adequately reflect the credit quality of the investment firm as a going concern and possible alternative arrangements that are appropriate to be used for the purposes of variable remuneration, published on 21 January 2021.
Final report, draft Regulatory Technical Standards on criteria to identify categories of staff whose professional activities have a material impact on an investment firm’s risk profile or assets it manages, published on 21 January 2021.