AIMA responds with serious concerns over the UK FCA consultation on early publication of enforcement activity 30 April 2024 Market Abuse and Enforcement EMEA
UK FCA updates its Senior Management Function and Controlled Function application forms 29 April 2024 Talent EMEA
UK FCA publishes proposals for MiFID II payment for investment research 23 April 2024 Paying for research MiFID
AIMA Webinar Replay: Internal rate of return calculation and the marketing rule: what managers need to know 18 April 2024 Marketing Americas EMEA
AIMA co-signs statement on UK Accelerated Settlement Report 09 April 2024 Liquidity Equities Fixed income
AIMA request for amendments to SYSC 19G and MIFIDPRU 7 to align solo regulated firms’ malus and claw back requirements with banks and dual regulated firms 27 March 2024 Remuneration EMEA
Greenwashing, financial institutions and securities actions in the English courts - only a question of time 18 March 2024 ESG Responsible Investment EMEA