Cayman Islands Monetary Authority sees improvement on AML/CFT policies, systems and controls, but further improvements are needed 09 May 2025 CFTC Registration and Exemptions Anti Money Laundering Americas
FCA publishes final rules on research payment optionality for fund managers 09 May 2025 Paying for research MiFID EMEA
FCA publishes the findings from its review into smaller asset management firms - most firms are meeting expectations 08 May 2025 Risk management Funds EMEA
AIMA and ACC respond to ASIC’s discussion paper on Australia’s evolving capital markets 07 May 2025 Private credit Asia Pacific
AIMA submits response to TMPG white paper and proposed updates to best practices 01 May 2025 Repo market Other Markets Regulation Americas