AIMA Canada Regulatory Comment Letters

The AIMA Canada Regulatory Comment Letters are listed below:

 

1. This comment letter is submitted on behalf of the Canadian division (“AIMA Canada”) of the Alternative Investment Management Association (“AIMA”) and its members to provide our comments on the Proposed Amendments to National Instrument 33-109 and related instruments; Proposed Amendments to National Instrument 33-109 Registration Information and Changes to Companion Policy 33-109CP Registration Information and Related Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations (the “Proposals”) (May 5, 2021)

AIMA Canada - 33-109 Comment Letter May 5.pdf

 

2. This comment letter is submitted on behalf of the Canadian division (“AIMA Canada”) of the Alternative Investment Management Association (“AIMA”) and its members to provide our comments on the CSA Consultation Paper 25-403 – Activist Short Selling (March 3, 2021)

AIMA Canada - CSA Activist Short Selling March 3, 2021.pdf

 

3. This comment letter is submitted on behalf of the Canadian division (“AIMA Canada”) of the Alternative Investment Management Association (“AIMA”) and its members to provide our comments on the CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization Framework (October 23, 2020)

AIMA Canada - CSA SRO Consultation Final Oct 23, 2020.pdf

 

4. This comment letter is submitted on behalf of the Canadian division (“AIMA Canada”) of the Alternative Investment Management Association (“AIMA”) and its members to provide our comments on Consultation — Modernizing Ontario’s Capital Markets (September 7, 2020)

AIMA Canada - Ontario Capital Markets Modernization Consultation - Comments Sep 7, 2020.pdf

 

5. This comment letter is submitted on behalf of the Canadian division (“AIMA Canada”) of the Alternative Investment Management Association (“AIMA”) and its members to provide our comments on CSA Notice and Request for Comment Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1 (December 11, 2019)

AIMA_Canada_-_CSA_Regulatory Burden_Reduction_Comment_Letter Final December 11, 2019.pdf

 

6. This comment letter is submitted on behalf of the Canadian division (“AIMA Canada”) of the Alternative Investment Management Association (“AIMA”) and its members to provide our comments on Consultation on transfers for processing – a Reframed discussion document (August 6, 2019)

AIMA Canada - OPC Comment Letter Aug 6, 2019.pdf

 

7. This comment letter is submitted on behalf of the Canadian division (“AIMA Canada”) of the Alternative Investment Management Association (“AIMA”) and its members to provide our comments on the OSC Staff Notice 11-784 Burden Reduction (March 1, 2019)

AIMA_Canada_-_OSC_Burden_Reduction_Comment_Letter Final March 1 2019.pdf 1

 

8. This comment letter is submitted on behalf of the Canadian division (“AIMA Canada”) of the Alternative Investment Management Association (“AIMA”) and its members to provide our comments on Client Focused Reforms—Proposed Amendments to National Instrument 31-103 and Companion Policy 31-103 (October 19, 2018)

AIMA Canada CSA Client Focused Reforms Final Letter October 19, 2018.pdf 1

 

9. This comment letter is submitted on behalf of the Canadian division (“AIMA Canada”) of the Alternative Investment Management Association (“AIMA”) and its members to provide our comments on the Canadian Securities Administrators (“CSA”) Notices and Request for Comment – Proposed National Instrument 93-101 Derivatives: Business Conduct and Proposed Companion Policy 93-101 Derivatives: Business Conduct (the “Business Conduct Proposal”) and National Instrument 93-102 Derivatives: Registration and Proposed Companion Policy 93-102 Derivatives: Registration (the “Registration Proposal”) (collectively the “Proposals”) (September 16, 2018)

AIMA Canada CSA Derivatives Letter September 16, 2018.pdf 1

 

10. This comment letter was submitted on behalf of the Canadian section (“AIMA Canada”) of the Alternative Investment Management Association (“AIMA”) and its members to provide our comments on Canadian Securities Administrators (“CSA”) Consultation Paper 81-408 – Consultation on the option of discontinuing embedded commissions (“the Consultation Paper”) (June 9, 2017)

AIMA Canada Comment Letter - Embedded Commissions June 9, 2017.pdf